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Section Four  Important Naturalism Writers and Their Works: Stephen Crane and  The Red Badge of Courage; Theodore Dreiser and Sister Carrie

I.Stephen Crane

1.The life of Stephen Crane

Stephen Crane was born on November 1, 1871 in a New Jersey Methodist clergyman's family. He was the fourteenth and last child of Mary Peck Crane and Reverend Jonathan Crane. By the time his father died in 1880, Crane had lived in several places in New York and New Jersey and had been thoroughly educated in the faith he was soon to reject. Also around this time, he wrote his poem,"I'd Rather Have." His first short story was Uncle in Pennington Seminary, where he stayed until 1887. He attended Claverack College, Hudson River Institute, Lafayette College, and Syracuse University between 1888 and 1891. He never graduated from any of these. Then Crane moved into New York. He earned his living as a free-lance journalist. In 1892, the New York Tribune published many of his New York city sketches and some Sullivan county tales. He gave a sympathetic report of a worker's strike that criticized middle-class values. That same year, the mechanics union took exception to Crane's article on their annual fete. This resulted in Crane's brother, Townley being fired from theTribune. After that, Crane lived the down-and-out life of a penniless writer in the slums. During this period, he developed his power as an observer of psychological and social reality. Then he met Hamlin Garland and William Dean Howells who helped him in his work, and also the painters whose impressionism influenced him in his writing.

In 1893, Crane published at his own expense an early version of Maggie: A Girl of the Street. The book was taken as the first important naturalist novel in America. In 1894, the Philadelphia Press published an abbreviated version of The Red Badge of Courage. During the first half of 1895, Crane traveled in the West. He met Willa Cather there. His first book of poems, The Black Riders and Other Lines was published in May. The Red Badge of Courage appeared in October. In the novel, Crane talked about war in alarming honesty against the romantic view of war as a symbol of courage and heroism. The book won the praise of writers such as W. D. Howells, Henry James and Joseph Conrad. By December, he was famous when he just had turned twenty-four. In 1896, He published George's Mother, The Little Regiment and Other Stories, and fell in love with Cora Stewart. They never got married but Crane lived with her for the rest of his life.

In January, 1897, on the way to report the insurgency in Cuba, Crane was shipwrecked off the Florida Coast. After the ship sunk, he struggled 50 hours with the waves before he was saved. This experience became the theme of his best-known short story, "The Open Boat". Four months later, he was in Greece, reporting on the Greco-Turkish War. Moving back to England, he became friends with Conrad, Henry James, Harold Frederic, H. G. Wells, and others. During that year, he wrote most of his great short stories: "The Open Boat," and "The Blue Hotel."

Crane was never healthy. He began to weaken in 1898 as a result of malaria contracted in Cuba while he was reporting on the Spanish American War. By 1899, Crane was back in England and living well above his income. Although he publishedWar Is Kind,Active Service and The Monster and Other Stories, he continued to fall more deeply in debt. By 1900, he suffered from illness and heavy debts. He went to Germany in the hope of recovery, but he died of tuberculosis in Badenweiler, Germany on June 5, 1900. His body was brought back to America and buried at Elizabeth, New Jersey. Crane died at the age of twenty-eight, leaving works that fill ten sizable volumes.

2. Crane's major works and  his influence

Crane was a pioneer writing in the naturalistic tradition.Some critics noted that Crane's writings gave the whole esthetic movement of the ninties "a sudden direction and a fresh impulse." Crane's writing has been called realistic, naturalistic and impressionistic. He presented incomplete characters and a broken world. It is Crane's power with words and his ability to live with paradox that makes him interesting.

In Maggie: A Girl of the Streets, Crane describes the slum life vividly and nakedly. It tells the story of a good woman's downfall and destruction in a slum environment. Maggie is a factory girl. She is seduced by a bartender, a friend of her truck-driver brother. When she becomes pregnant, she is thrown out of her home by her mother. She is rejected by her lover and forced into prostitution. She soon drowns herself. In all her short life Maggie has been struggling to escape from the hopeless slum. But she failed. As Crane says, environment is a "tremendous" thing for an insignificant human being to fight against.

The basic theme of the animal man in a cold world run through his novel The Red Badge of Courage. Crane looked into man's primitive emotions and trying to tell the basic truth about human life. In this war novel, there is nothing like heroism on the battlefield. There is only fear of death, cowardice,the natural instinct of man to run from danger.

Crane's best short stories include "Open Boat", "The Blue Hotel", and "An Experiment in Misery". They all stress the basic Crane motif of environment and heredity overwhelming man.

In his novels, Crane started the modern tradition of telling the truth at all costs about the elemental human situation,  and writing about war as a real human experience. This was a revolutionary event both in theme and technique. It produced a far-reaching influence on later writers: Hemingway, Dos Passos, and in recent history, Kurt Vonnegut and other writers. It is no exaggeration to say that Crane anticipated the chief phenomena of American literature in the first few decades of the twentieth century. He was a also a pioneer in the field of modern poetry. His early poems were brief, quotable, and had unrhymed, unorthodox conciseness and impressionistic imagery. These put a significant influence on modern poetry. He and Emily Dickinson are now recognized as the two precursors of Imagist poetry.

II.The Red Badge of Courage(电影片段)

1. Plot Overview

Stephen Crane's war novel, the Red Badge of Courage, is not an ordinary Civil War novel.  It is about a young farm boy Henry Fleming's experience in the war.

Henry dreams of becoming a hero in the battlefield. He joins the army, regardless of his mother's warning. But his dreams disappear when he comes to the real battlefield. In the first attack, Henry is boxed in by his fellow soldiers, realizes that he could not run even if he wanted to. He fires mechanically, feeling like a cog in a machine.  

A second attack causes his sudden panic and flight. He is driven by shame and wanders on the fringe of the battle field. He seems to be helplessly wandering in a nightmarish atmosphere. He meets a "tattered soldier" whose wounds seems "a red badge of courage" to Henry. He repeatedly asks Henry where he is wounded. This embarrassing question increases Henry's sense of guilt. The two men are caught up in the procession of wounded soldiers who make their way to the rear. Among them they seen Henry's friend, Jim Conklin. This severely wounded "tall soldier" dies under their frightened gaze after horrible sufferings. After his shocking experience Henry abandons the "tattered man" whose very presence seems to him an accusation. Retreating Union soldiers run past him and one of them knocks him down with the butt of his rifle, ironically giving him the "red badge of courage" he had been longing for.

After regaining consciousness Henry meets a man with "a cheery voice" who takes him back to the regiment. His friend Wilson, believing that Henry has been shot, cares for him tenderly. From then on, Henry's attitude is altogether changed. He feels full of aggressive but specious self-confidence and, because he does not tell others the real cause of his wound, he gets much  respect from his fellow soldiers for his brave conduct.

The last chapter shows him fighting like a lion at the head of his unit during a victorious charge.As he and the others march back to their position, Henry reflects on his experiences in the war. Though he revels in his recent success in battle, he feels deeply ashamed of his behavior the previous day, especially his abandonment of the tattered man. But after a moment, he puts his guilt behind him and realizes that he has come through "the red sickness" of battle. He is now able to look forward to peace, feeling a quiet, steady manhood within himself. But at the end of the story, Henry's regiment finds itself crossing the same river that it crossed a few days ago and thus going back to its previous position as if nothing happened. Henry's first impression is right after all: "It was all a trap."

2.Character Analysis

Throughout the novel, Crane refers to Henry Fleming as "the young soldier" and "the youth."  He believes in traditional models of courage and honor, and romanticizes the image of dying in battle by invoking the Greek tradition of a dead soldier being laid upon his shield. On the other hand, because he is young, Henry has to experience enough to test these ideas. So his most passionate beliefs are based on fantasies. This makes him seem vain and self-centered.

Henry desires a reputation. He hopes that an impressive deed on the battlefield will make him remembered as a hero among men. Ironically, after fleeing from battle, Henry feels little guilt. He condemns the soldiers who stayed to fight as fools who were not "wise enough to save themselves from the flurry of death." This is how he restores his fragile self-pride. When Henry returns to camp and lies about the nature of his wound, he doubts neither his manhood nor his right to behave as pompously as an experienced soldier. Henry's lack of a true moral sense shows the emptiness of the honor and glory that he seeks. He feels no responsibility to earn these praises. If others call him a hero, he believes he is one.

When Henry finally faces battle, however, he feels a "temporary but sublime absence of selfishness." A great change occurs within him: as he fights, he loses his sense of self.  He is no longer interested in winning the praise and attention of other men. He allows himself to disappear into the action and become one component of a great fighting machine. As Henry finds himself deeply involved in battle, the importance of winning a name for himself disappears with the gun smoke. "it was difficult to think of reputation when others were thinking of skins." It is ironic, then, that Henry establishes his reputation at these very moments. Officers who witness his fierce fighting regard him as one of the regiment's best. Henry does not cheat his way to the honor that he so desperately wants when the novel opens; instead, he earns it. This marks a tremendous growth in Henry's character. He learns to reflect on his mistakes, such as his earlier retreat, without defensiveness. He abandons the hope of false heroism and understands more of what it means to be a man.

3.Themes
The novel has several themes. Here we will discuss courage, manhood, the universe's disregard for human life and the dehumanizing effect of war.

(1)Courage:
Henry Fleming defines it, desires it, and finally achieves it. As the novel opens,Henry's understanding of courage is traditional and romantic. At the end of the novel, as the mature Henry marches victoriously from battle, he has a more subtle and complex understanding of courage : it is not simply a function of other people's opinions, but it does include self concerns such as a soldier's regard for his reputation.

(2)Manhood:
Throughout the novel, Henry struggles to preserve his manhood. As he is in the battlefield, he believes he will be a hero. These early conceptions of manhood are simplistic, romantic, adolescent fantasies. By the novel's end, Henry learns that the measure of one's manhood doesn't lie in one's conduct on the battlefield, but in the complex ways in which one settles one's mistakes and responsibilities.

(3)The universe's disregard for human life:
Crane stresses the universe's disregard for human life in the novel. Henry realizes that the natural world goes on regardless of the manner in which men live and die. In the woods, Henry saw a dead soldier, whose rotting body is a powerful reminder of the universe's indifference to human life. Death is nothing more than a necessary and unremarkable part of nature. As he reflects at the end of the novel: "He had been to touch the great death, and found that, after all, it was but the great death." Here Crane establishes the hard opposing forces in Henry's mind: the belief that human life deserves such distinctions as courage and honor is fruitless, and all human life meets the same end.

(4)The dehumanizing effect of war:
War is seen as a force moving men ruthlessly and blindly as if they were pawns on a chess- board. The young soldier is moved about as if in a box with no free will, serving as an instrument of blind fate. And men fighting are like helpless animals. Crane uses animal images to show this theme. Henry runs away from the battlefield "like a rabbit". Later he fights like "a mad horse". The soldiers in the war "showed their teeth; their eyes shone all white." The battle is "an encounter of strange beaks and claws, as of eagles."

4.Selected Reading

CHAPTER 24

The roarings that had stretched in a long line of sound across the face of the forest began to grow intermittent and weaker. The stentorian speeches of the artillery continued in some distant encounter, but the crashes of the musketry had almost ceased. The youth and his friend of a sudden looked up, feeling a deadened form of distress at the waning of these noises, which had become a part of life. They could see changes going on among the troops. There were marchings this way and that way. A battery wheeled leisurely. On the crest of a small hill was the thick gleam of many departing muskets.

The youth arose. "Well, what now, I wonder?" he said. By his tone he seemed to be preparing to resent some new monstrosity in the way of dins and smashes. He shaded his eyes with his grimy hand and gazed over the field.

His friend also arose and stared. "I bet we're goin' t' git along out of this an' back over th' river," said he.

"Well, I swan!" said the youth.

They waited, watching. Within a little while the regiment received orders to retrace its way. The men got up grunting from the grass, regretting the soft repose. They jerked their stiffened legs, and stretched their arms over their heads. One man swore as he rubbed his eyes. They all groaned "O Lord!" They had as many objections to this change as they would have had to a proposal for a new battle.

They trampled slowly back over the field across which they had run in a mad scamper.

The regiment marched until it had joined its fellows. The reformed brigade, in column, aimed through a wood at the road. Directly they were in a mass of dust-covered troops, and were trudging along in a way parallel to the enemy's lines as these had been defined by the previous turmoil.

They passed within view of a stolid white house, and saw in front of it groups of their comrades lying in wait behind a neat breastwork. A row of guns were booming at a distant enemy. Shells thrown in reply were raising clouds of dust and splinters. Horsemen dashed along the line of intrenchments.

At this point of its march the division curved away from the field and went winding off in the direction of the river. When the significance of this movement had impressed itself upon the youth he turned his head and looked over his shoulder toward the trampled and debris-strewed ground. He breathed a breath of new satisfaction. He finally nudged his friend. "Well, it's all over," he said to him.

His friend gazed backward. "B'Gawd, it is," he assented. They mused.

For a time the youth was obliged to reflect in a puzzled and uncertain way. His mind was undergoing a subtle change. It took moments for it to cast off its battleful ways and resume its accustomed course of thought. Gradually his brain emerged from the clogged clouds, and at last he was enabled to more closely comprehend himself and circumstance.

He understood then that the existence of shot and countershot was in the past. He had dwelt in a land of strange, squalling upheavals and had come forth. He had been where there was red of blood and black of passion, and he was escaped. His first thoughts were given to rejoicings at this fact.

Later he began to study his deeds, his failures, and his achievements. Thus, fresh from scenes where many of his usual machines of reflection had been idle, from where he had proceeded sheeplike, he struggled to marshal all his acts.

At last they marched before him clearly. From this present view point he was enabled to look upon them in spectator fashion and criticise them with some correctness, for his new condition had already defeated certain sympathies.

Regarding his procession of memory he felt gleeful and unregretting, for in it his public deeds were paraded in great and shining prominence. Those performances which had been witnessed by his fellows marched now in wide purple and gold, having various deflections. They went gayly with music. It was pleasure to watch these things. He spent delightful minutes viewing the gilded images of memory.

He saw that he was good. He recalled with a thrill of joy the respectful comments of his fellows upon his conduct.

Nevertheless, the ghost of his flight from the first engagement appeared to him and danced. There were small shoutings in his brain about these matters. For a moment he blushed, and the light of his soul flickered with shame.

A specter of reproach came to him. There loomed the dogging memory of the tattered soldier--he who, gored by bullets and faint of blood, had fretted concerning an imagined wound in another; he who had loaned his last of strength and intellect for the tall soldier; he who, blind with weariness and pain, had been deserted in the field.

For an instant a wretched chill of sweat was upon him at the thought that he might be detected in the thing. As he stood persistently before his vision, he gave vent to a cry of sharp irritation and agony.

His friend turned. "What's the matter, Henry?" he demanded. The youth's reply was an outburst of crimson oaths.

As he marched along the little branch-hung roadway among his prattling companions this vision of cruelty brooded over him. It clung near him always and darkened his view of these deeds in purple and gold. Whichever way his thoughts turned they were followed by the somber phantom of the desertion in the fields. He looked stealthily at his companions, feeling sure that they must discern in his face evidences of this pursuit. But they were plodding in ragged array, discussing with quick tongues the accomplishments of the late battle.

"Oh, if a man should come up an' ask me, I'd say we gota dum good lickin'."

"Lickin'--in yer eye! We ain't licked, sonny. We're goin' down here aways, swing aroun', an' come in behint'em."

"Oh, hush, with your comin' in behint 'em. I've seen all 'a that I wanta. Don't tell me about comin' in behint--"

"Bill Smithers, heses he'd rather been in ten hundred battles than been in that heluva hospital. He ses they got shootin' in th' nighttime, an' shells dropped plum among 'em in th' hospital. He ses sech  hollerin' he never see."

"Hasbrouck? He's th' best off'cer in this here reg'ment. He's a whale."

"Didn't I tell yeh we'd come aroun' in behint 'em? Didn't I tell yeh so? We--"

"Oh, shet yeh mouth!"

For a time this pursuing recollection of the tattered man took all elation from the youth's veins. He saw his vivid error, and he was afraid that it would stand before him all his life. He took no share in the chatter of his comrades, nor did he look at them or know them, save when he felt sudden suspicion that they were seeing his thoughts and scrutinizing each detail of the scene with the tattered soldier.

Yet gradually he mustered force to put the sin at a distance. And at last his eyes seemed to open to some new ways. He found that he could look back upon the brass and bombast of his earlier gospels and see them truly. He was gleeful when he discovered that he now despised them.

With this conviction came a store of assurance. He felt a quiet manhood, nonassertive but of sturdy and strong blood. He knew that he would no more quail before his guides wherever they should point. He had been to touch the great death, and found that, after all, it was but the great death. He was a man.

So it came to pass that as he trudged from the place of blood and wrath his soul changed. He came from hot plowshares to prospects of clover tranquilly, and it was as if hot plowshares were not. Scars faded as flowers.

It rained. The procession of weary soldiers became a bedraggled train, despondent and muttering, marching with churning effort in a trough of liquid brown mud under a low, wretched sky. Yet the youth smiled, for he saw that the world was a world for him, though many discovered it to be made of oaths and walking sticks. He had rid himself of the red sickness of battle. The sultry nightmare was in the past. He had been an animal blistered and sweating in the heat and pain of war. He turned now with a lover's thirst to images of tranquil skies, fresh meadows, cool brooks--an existence of soft and eternal peace.

Over the river a golden ray of sun came through the hosts of leaden rain clouds.

Questions for Discussion
1.In this novel, the images of animals and their features are frequently used, which add up to 80 times in the plot, in the dialogues or in the illusions of Henry. Does it show that man is a beast with illusions?
2.What are the distinctive features of Crane's writing style that is regarded as one of the achievements of the novel?

III. Theodore Dreiser(1871-1945)

1.The Life of Theodore Dreiser

Theodore Dreiser  is generally known as one of American naturalists. He possessed none of the usual aids to a writer's career: no money, no friend in power, no formal education worthy of mention, no family tradition in letters. With every disadvantage piled upon him, Dreiser, by his strong will and his dogged persistence, eventually burst out and became one of the important American writers.

Theodore Herman Albert Dreiser was born in Terre Hante, Indiana, on August 27,1871, into a German immigrant family. Living in a poor and intensely religious family, Dreiser had a very unhappy childhood.  He was the ninth of ten children. His father, John Paul, had previously been a cotton mill manager, but a series of unfortunate accidents caused his fortunes to dwindle. In 1864 the cotton mill burned down, and during the reconstruction John Paul was hit in the head with a beam. He never fully recovered and as a result become deeply religious. He further was soon cheated by his business partners. The family was forced to move from one Indiana town to another in order to survive. Theodore Dreiser later blamed his father for the family's poverty.    

At the age of fifteen Dreiser moved to Chicago and held jobs washing dishes, clerking a hardware store, and tracing freight cars. Dreiser had some education at a Catholic school in Terre Hante, and later went to a public school of Warsaw, Indiana. He met a teacher there who appreciated his school work and made it possible for him to spend a year at Indiana University. Apart from school education, Dreiser read widely by himself. He immersed himself in Dickens and Thackeray, read widely Shakespeare, and tasted Bunyan, Fielding, Pope, Thoreau, Emerson, and Twain, but his true literary influences were from Balzac, Charles Darwin and Herbert Spencer. Dreiser had longed to become a writer, so he went up to Chicago afterwards and made a beginning by placing himself with one of Chicago's newspapers, where he learned by experience. Later on, he slowly groped his way to authorship.

Dreiser first entered the newspaper world by dispensing toys for the needy at Christmas for the Chicago Herald. He subsequently got hired as a cub reporter with the Chicago Globe and later went to St. Louis as a feature writer for the Globe-Democrat. He left St. Louis and moved to Pittsburgh, working with the Dispatch. With a secure job again, Dreiser married Sara Jug White after meeting her at the Chicago World's Fair. The couple moved to New York where he received a job as a magazine editor. At the suggestion of his editor friend Arthur Henry, Dreiser began writing his first novel, the result of which was Sister Carrie.

Dreiser is a prolific writer and many of his works are familiar to us Chinese readers. Among them, Sister Carrie(1900) is the best known. In his early period some of his best short fictions were written, among which are Nigger Jeff and Old Rogaun and His Theresa. In 1911, Jennie Gerhardt came out, followed by two volumes of his "Trilogy of Desire," The Financier(1912) and The Titan(1914), the third, The Stoic, being published in 1947. The Genius(1915), a classic story of a "misunderstood artist," was once condemned for "obscenity and blasphemy." Although a score of American men of letters lent their support, the novel remained unpublished until 1923. In 1925 Dreiser's greatest work An American Tragedy appeared. But it was banned in Boston in 1927. During the last twenty years of his life, Dreiser turned away from fiction and involved himself in political activities and debating writing. In 1927 he accepted an invitation to visit Russia and wrote Dreiser Looks at Russia the following year. He joined the Communist Party shortly before his death in 1945.Unable to write well towards the end of his life, he moved to Hollywood in 1939 and supported himself by the sale of film rights of his earlier works. He died there in 1945 at the age of seventy-four.

2.Dreiser's Works and Themes

With the publication of Sister Carrie, Dreiser was launching himself upon a long career that would make him one of the most important American writers of the school of literary naturalism. Naturalism emphasized heredity and environment as important deterministic forces which shaped individualized characters who were presented in special and detailed circumstances. At bottom, life was shown to be ironic, even tragic. When Dreiser was asked about what he thought earthly existence was during his middle years, he described it as "a welter of inscrutable forces," in which was trapped each individual human being. In his words, man is a "victim of forces over which he has no control." To him, life is "so sad, so strange, so mysterious and so inexplicable." No wonder the characters in his books are often subject to the control of the natural forces--especially those of environment and heredity.

The effect of Darwinist idea of "survival of the fittest" was shattering. It is not surprising to find in Dreiser's fiction a world of jungle, where "kill or to be killed" was the law. Dreiser's naturalism found expression in almost every book he wrote. In Sister Carrie Dreiser expressed his naturalistic pursuit by presenting the purposelessness of life and attacking the conventional moral standards. After a series of incidents and coincidents, Carrie obtains fame and comfort while Hurstwood loses his wealth, social position, pride and eventually his life. In his "Trilogy of Desire," Dreiser's focus shifted from sympathising the helpless characters at the bottom of the society to the power of the American financial giants in the late 19th century. An American Tragedy proves to be his greatest work. In a book with such a name, Dreiser intended to tell us that it is the social pressure that makes Clyde's downfall inevitable. Clyde's tragedy is a tragedy that depends upon the American social system which encouraged people to pursue the "dream of success" at all costs.

From the first novel Sister Carrie on, Dreiser set himself to project the American values for what he had found them to be -- materialistc to the core. Living in such a society with such a value system, the human individual is obsessed with a never-ending, yet meaningless search for satisfaction of his desires. One of the desires is for money which was a motivation purpose of life in the United States in the late 19th century. For example, in Sister Carrie, there is not one character whose status is not determined economically. Sex is another human desire that Dreiser explored to considerable lengths in his novels to reveal the dark side of human nature. In Sister Carrie, Carrie climbs up the social ladder by means of her sexual appeal. Also in the "Trilogy of Desire," the possession of sexual beauty symbolizes the acquisition of some social status of great magnitude. However, Dreiser never forgot to imply that these human desires in life could hardly be defined. They are there like a powerful "magnetism" governing human existence and reducing human beings to nothing. So like all naturalists he was restrained from finding a solution to the social problems that appeared in his novels and accordingly almost all his works have tragic endings

3.Dreiser's Style and Influence

Dreiser's style has been a controversial aspect of his work from the beginning. For lack of concision, his writings appear more inclusive and less selective, and the readers are sometimes burdened with massive detailed descriptions of characters and events. Though the time sequence is clear and the plot straightforward, he has been always accused of being awkward in sentence structure, inept and occasionally flatly wrong in word selection and meaning, and mixed and disorganized in voice and tone. Language is a means of communication rather than an art form for Dreiser.  

However, Dreiser's contribution to the American literary history cannot be ignored. He broke away from the genteel tradition of literature and dramatized the life in a very realistic way. There is no comment, no judgment but facts of life in the stories. His style is not polished but very serious and well calculated to achieve the thematic ends he sought. Dreiser's stories are always solid and intensely interesting with their simple but highly moving characters. Dreiser is good at employing the journalistic method of reiteration to burn a central impression into the reader's mind. His interest in painting is reflected in his taste for word-pictures, sharp contrast, truth in color, and movement in outline. Here lies the power and permanence that have made Dreiser one of America's foremost novelists.

IV. Sister Carrie

1. Plot Overview.

Caroline Meeber, known as Carrie, leaves her home at age eighteen and takes the train to Chicago. The man sitting behind her on the train, named Drouet, starts talking to her. Carrie soon becomes interested in him due to his fine clothing and manners.

Carrie begins to live with her sister Minnie Hanson. Carrie soon realizes that the Hansons expect her to find a job and pay them rent.  After several days of searching she finds employment in a shoe factory.

Carrie works hard at her job, but the salary is too low for her to pay rent and purchase clothes for the winter. Winter is coming and she is seriously ill. She losts her job. Carrie accidentally meets Drouet on the street. He kindly offers her a meal and takes her to a fine restaurant. He convinces her to meet him again the next day and presses twenty dollars into her hand. The next day and he takes her out shopping, buying her an entire wardrobe.

Carrie is so delighted by the way he treats her that she agrees to allow him to rent an apartment for her. Drouet then introduces Carrie to his friend Hurstwood, the manager of one of the top bars in the city. Hurstwood is far more refined and elegant than Drouet. He falls madly in love with Carrie and starts to think of getting her to run away with him.

Hurstwood's family life falls apart rapidly as he has been neglecting his wife in order to see Carrie.  Meanwhile, Drouet has also discovered that Carrie has been spending far more time with Hurstwood then he ever thought. Drouet is angry with Carrie. Hurstwood foolishly fights with his wife, not realizing that his wife has the entire property in her name. She then files for divorce,  locks him out of the house.

Hurstwood goes to his workplace and spends his nights at a local hotel. One evening he pulls out over ten thousand dollars in cash from his workplace and rushes to Carrie's apartment. He tells her that Drouet has had an accident and that they need to go to the hospital. With that lie he gets her onto a train heading to Detroit and from there to Montreal. Carrie is upset and furious with him, but passively does nothing to resist.

From Montreal they go to New York City where Hurstwood rents an apartment for them. He has sent back most of the money he stole while in Montreal in order to avoid being put into the prison. Hurstwood keeps only thirteen hundred in order to set up his own business. He and Carrie are soon forced to move into a smaller apartment. Failing to find work, Hurstwood slowly gets used to idleness. He takes up some gambling and loses over a hundred dollars in one night. Carrie loses interest in him.

When Hurstwood is almost out of money, Carrie decides that she will have to get a job to support them. After a few days she is given a spot in the chorus line of a Broadway show. Her salary is barely enough for them to live on. She is soon promoted to lead the chorus line and later to an even better paying dancing position. Carrie refuses to tell Hurstwood about her success because she needs the extra money to purchase clothes for herself.

Hurstwood takes one last job as a cab driver when the trolley car workers go on strike. An angry mob soon manages to stop his car and beats Hurstwood. Hurstwood decides to give up and head home. Carrie luckily is given a speaking part one day and at that point decides to leave Hurstwood in order to live with an actress friend of hers. She moves out while he is taking a walk.

The rest of the novel traces Carrie's rise and Hurstwood's fall.  Carrie becomes an overnight star and signs a contract paying her a hundred and fifty dollars a week. Drouet moves to New York and tries to reestablish his relationship with Carrie, but she refuses him. Hurstwood loses his apartment and becomes a homeless beggar. In despair, he commits suicide by gassing himself in his hotel room one night. Hurstwood's wife and daughter take a voyage to Rome with a wealthy young man that his daughter has married while Hurstwood's dead body is carried away on a ship. Carrie meanwhile has become unhappy with her state in the world, wishing that she could perform drama rather than comedy.

2.Major Characters and the Theme.

2.1.Major Characters
(1)Carrie is a poor county girl who comes to the city to seek whatever she can find. Carrie does rise, but she does so by using men as ladder. She is not a simple gold digger; she is much more complex than that. Her goals are colthes, money, and fame, and the means by which she achieves them are relatively unimportant. More importatn, however, is that Carrie is a seeker and a lover. She cannot be satisfied. There must always be a new world to conquer, new goals to achieve. Carrie uses everything to reach her consuming amibition. She comes to understand the usefulness of sex, but she also understands the emotional commitment necessary to love, and she refuses to do that. In the pursuit of the fullest expression and fulfillment of life she can achieve,human attachments are only temporary, and Drouet and Hurstwood are only means to an end for Carrie. Drouet is an escape for Carrie. She does not love him, but his means are a source of amazement. She recognizes that the relative good things in his chambers and in the apartment he rents for her are the signs of that for which she wants. She knows early that Droute is only a bridge in  her movement from poverty to riches. Carrie's desertion of Hurstwood can be seen as cold and cruel, but she stays with him until it is clear that no one can save him. In New York, when she has finally gotten all that she has sought, Ames shows her that there is a world beyond the material, a world of literature and philosophy; it is an aesthetic world of which Carrie has not dreamed and which she takes as a new level to achieve.The promise of an aesthetic world beyond material affluence offers hope for Carrie, and that hope seems illusory. The rocking chair is the perfect symbol of Carrie. It is an instrument that forever moves but never goes anywhere and never truly achieve anything. Carrie's every success is at last unsatisfying and every new horizon offers only hollow promise.  


(2)Hurstwood is the bar manager of a famous Chicago bar. As he watches Carrie perform in a cheap theatrical, he is shocked by her youth and her energy. As a middle-aged married man whose wife is a bad-tempered woman, he is naturally attracted to Carrie. Carrie in turn recognizes the quality of Hurstwood's clothes, his style, and his bearing as distict improvements on Drouet and makes it clear that she will accept his love. When Hurstwood and Carrie come to New York, he fails to open his own business or find a good job. The more he fails the further he withdraws from life and from Carrie, until he becomes completely dependent on her. When Carrie leaves him, he drifts deeper into New York's lower class world until he kills himself. Hurstwood is a weak man trapped by circumstance. He is unwilling or unable to cope with situations. His love with Carrie is based on mutual attraction, but he also enjoys his daily life and the prestige that accompanies it. Only when his wife threatens him, he is forced to run away with Carrie and loses everything. Hurstwood dies because he is tired of the struggle.  

2.2.Dreiser's real theme in Sister Carrie is the purposelessness of life. While looking at individuals with warm, human sympathy, he also sees the disorder and cruelty of life in general. While Carrie gains fame and comfort, Hurstwood loses his wealth, social position and pride. His tragedy is just as accidental as Carrie's success. Dreiser does not try to explain why these things happen. In this form of naturalism, the working of fate can never be explained.  As a character in Jennie Gerhardt, his next novel, says: "The individual doesn't count much in the situation...We are moved about like chessman...we have no control." It is a "most terrible truth" that "the purpose of nature have no relation to the purpose of men."
3.The selected reading from the last chapter of Sister Carrie.

...

Hurstwood put his hands, red from cold, down in his pockets. Tears came into his eyes.  

"That's right," he said; "I'm no good now.  I was all right.  I had money.  I'm going to quit this," and, with death in his heart, he started down toward the Bowery.  People had turned on the gas before and died; why shouldn't he?He remembered a lodginghouse where there were little, close rooms, with gas-jets in them, almost pre-arranged, he thought, for what he wanted to do, which rented for fifteen cents.  Then he remembered that he had no fifteen cents.  

On the way he met a comfortable-looking gentleman, coming, clean- shaven, out of a fine barber shop.  

"Would you mind giving me a little something?" he asked this man boldly.  

The gentleman looked him over and fished for a dime.  Nothing but quarters were in his pocket.

"Here," he said, handing him one, to be rid of him.  "Be off, now."  

Hurstwood moved on, wondering.  The sight of the large, bright coin pleased him a little.  He remembered that he was hungry and that he could get a bed for ten cents.  With this, the idea of death passed, for the time being, out of his mind.  It was only when he could get nothing but insults that death seemed worth while.  

One day, in the middle of the winter, the sharpest spell of the season set in.  It broke grey and cold in the first day, and on the second snowed.  Poor luck pursuing him, he had secured but ten cents by nightfall, and this he had spent for food. At evening he found himself at the Boulevard and Sixty-seventh Street, where he finally turned his face Bowery-ward. Especially fatigued because of the wandering propensity which had seized him in the morning, he now half dragged his wet feet, shuffling the soles upon the sidewalk.  An old, thin coat was turned up about his red ears--his cracked derby hat was pulled down until it turned them outward.  His hands were in his pockets.  

"I'll just go down Broadway," he said to himself.  

When he reached Forty-second Street, the fire signs were already blazing brightly.  owds were hastening to dine.  Through bright windows, at every corner, might be seen gay companies in luxuriant restaurants.  There were coaches and crowded cable cars.  

In his weary and hungry state, he should never have come here. The contrast was too sharp.  Even he was recalled keenly to better things. "What's the use?" he thought.  "It's all up with me. I'll quit this."  

People turned to look after him,so uncouth was his shambling figure.Several officers followed him with their eyes, to see that he did not beg of anybody.  

Once he paused in an aimless, incoherent sort of way and looked through the windows of an imposing restaurant, before which blazed a fire sign, and through the large, plate windows of which could be seen the red and gold decorations, the palms, the white napery, and shining glassware, and, above all, the comfortable crowd.  Weak as his mind had become, his hunger was sharp enough to show the importance of this.  He stopped stock still, his frayed trousers soaking in the slush, and peered foolishly in.  

"Eat," he mumbled.  "That's right, eat.  Nobody else wants any."  

Then his voice dropped even lower, and his mind half lost the fancy it had.  

"It's mighty cold," he said.  "Awful cold."  

At Broadway and Thirty-ninth Street was blazing, in incandescent fire, Carrie's name.  "Carrie Madenda," it read, "and the Casino Company." All the wet, snowy sidewalk was bright with this radiated fire.  It was so bright that it attracted Hurstwood's gaze.  He looked up, and then at a large, gilt-framed posterboard, on which was a fine lithograph of Carrie, lifesize.  

Hurstwood gazed at it a moment, snuffling and hunching one shoulder, as if something were scratching him.  He was so run down, however, that his mind was not exactly clear.  

He approached that entrance and went in.  

"Well?" said the attendant, staring at him.  Seeing him pause, he went over and shoved him.  "Get out of here," he said.  

"I want to see Miss Madenda," he said.  

"You do, eh?" the other said, almost tickled at the spectacle. "Get out of here," and he shoved him again.  Hurstwood had no strength to resist.  

"I want to see Miss Madenda," he tried to explain, even as he was being hustled away.  "I'm all right.  I----"  

The man gave him a last push and closed the door.  As he did so, Hurstwood slipped and fell in the snow.  It hurt him, and some vague sense of shame returned.  He began to cry and swear foolishly.  

"God damned dog!" he said.  "Damned old cur," wiping the slush from his worthless coat.  "I--I hired such people as you once."  

Now a fierce feeling against Carrie welled up--just one fierce, angry thought before the whole thing slipped out of his mind.  

"She owes me something to eat," he said.  "She owes it to me."  

Hopelessly he turned back into Broadway again and slopped onward and away, begging, crying, losing track of his thoughts, one after another, as a mind decayed and disjointed is wont to do.  

It was truly a wintry evening, a few days later, when his one distinct mental decision was reached.  Already, at four o'clock, the sombre hue of night was thickening the air.  A heavy snow was falling--a fine picking, whipping snow, borne forward by a swift wind in long, thin lines.  The streets were bedded with it--six inches of cold, soft carpet, churned to a dirty brown by the crush of teams and the feet of men.  Along Broadway men picked their way in ulsters and umbrellas.  Along the Bowery, men slouched through it with collars and hats pulled over their ears. In the former thoroughfare businessmen and travellers were making for comfortable hotels.  In the latter, crowds on cold errands shifted past dingy stores, in the deep recesses of which lights were already gleaming.  There were early lights in the cable cars, whose usual clatter was reduced by themantle about the wheels.  The whole city was muffled by this fast-thickening mantle.  

In her comfortable chambers at the Waldorf, Carrie was reading at this time "Pere Goriot," which Ames had recommended to her.  It was so strong, and Ames's mere recommendation had so aroused her interest, that she caught nearly the full sympathetic significance of it.  For the first time, it was being borne in upon her how silly and worthless had been her earlier reading, as a whole.  Becoming wearied, however, she yawned and came to the window, looking out upon the old winding procession of carriages rolling up Fifth Avenue.  

"Isn't it bad?" she observed to Lola.  

"Terrible!" said that little lady, joining her.  "I hope it snows enough to go sleigh riding."

"Oh, dear," said Carrie, with whom the sufferings of Father Goriot were still keen.  "That's all you think of.  Aren't you sorry for the people who haven't anything to-night?"  

"Of course I am," said Lola; "but what can I do? I haven't anything."  

Carrie smiled.  

"You wouldn't care, if you had," she returned.  

"I would, too," said Lola.  "But people never gave me anything when I was hard up."  

"Isn't it just awful?" said Carrie, studying the winter's storm.  

"Look at that man over there," laughed Lola, who had caught sight of some one falling down.  "How sheepish men look when they fall, don't they?"  

"We'll have to take a coach to-night," answered Carrie absently.  

  

In the lobby of the Imperial, Mr. Charles Drouet was just arriving, shaking the snow from a very handsome ulster.  Bad weather had driven him home early and stirred his desire for those pleasures which shut out the snow and gloom of life.  A good dinner, the company of a young woman, and an evening at the theatre were the chief things for him.  

"Why, hello, Harry!" he said, addressing a lounger in one of the comfortable lobby chairs.  "How are you?"  

"Oh, about six and six," said the other. "Rotten weather, isn't it?"  

"Well, I should say," said the other.  "I've been just sitting here thinking where I'd go to-night."  

"Come along with me," said Drouet.  "I can introduce you to something dead swell."  

"Who is it?" said the other.  

"Oh, a couple of girls over here in Fortieth Street.  We could have a dandy time.  I was just looking for you."  

"Supposing you get 'em and take 'em out to dinner?"  

"Sure," said Drouet.  "Wait'll I go upstairs and change my clothes."  

"Well, I'll be in the barber shop," said the other.  "I want to get a shave."  

"All right," said Drouet, creaking off in his good shoes toward the elevator.  The old butterfly was as light on the wing as ever.  

On an incoming vestibuled Pullman, speeding at forty miles an hour through the snow of the evening, were three others, all related.        

"First call for dinner in the dining-car," a Pullman servitor was announcing, as he hastened through the aisle in snow-white apron and jacket.  

"I don't believe I want to play any more," said the youngest, a black-haired beauty, turned supercilious by fortune, as she pushed a euchre hand away from her.  

"Shall we go into dinner?" inquired her husband, who was all that fine raiment can make.  

"Oh, not yet," she answered.  "I don't want to play any more, though."  

"Jessica," said her mother, who was also a study in what good clothing can do for age, "push that pin down in your tie--it's coming up."  

Jessica obeyed, incidentally touching at her lovely hair and looking at a little jewel-faced watch.  Her husband studied her, for beauty, even cold, is fascinating from one point of view.  

"Well, we won't have much more of this weather," he said.  "It only takes two weeks to get to Rome."  

Mrs. Hurstwood nestled comfortably in her corner and smiled.  It was so nice to be the mother-in-law of a rich young man --one whose financial state had borne her personal inspection.  

"Do you suppose the boat will sail promptly?" asked Jessica, "if it keeps up like this?"  

"Oh, yes," answered her husband.  "This won't make any difference."  

Passing down the aisle came a very fair-haired banker's son, also of Chicago, who had long eyed this supercilious beauty.  Even now he did not hesitate to glance at her, and she was conscious of it.  With a specially conjured show of indifference, she turned her pretty face wholly away.  It was not wifely modesty at all. By so much was her pride satisfied.  

  

At this moment Hurstwood stood before a dirty four story building in a side street quite near the Bowery, whose one-time coat of buff had been changed by soot and rain.  He mingled with a crowd of men--a crowd which had been, and was still, gathering by degrees.

It began with the approach of two or three, who hung about the closed wooden doors and beat their feet to keep them warm.  They had on faded derby hats with dents in them.  Their misfit coats were heavy with melted snow and turned up at the collars.  Their trousers were mere bags, frayed at the bottom and wobbling over big, soppy shoes, torn at the sides and worn almost to shreds. They made no effort to go in, but shifted ruefully about, digging their hands deep in their pockets and leering at the crowd and the increasing lamps.  With the minutes, increased the number. There were old men with grizzled beards and sunken eyes, men who were comparatively young but shrunken by diseases, men who were middle-aged.  None were fat.  There was a face in the thick of the collection which was as white as drained veal.  There was another red as brick. Some came with thin, rounded shoulders, others with wooden legs, still others with frames so lean that clothes only flapped about them.  There were great ears, swollen noses, thick lips, and, above all, red, blood-shot eyes.  Not a normal, healthy face in the whole mass; not a straight figure; not a straightforward, steady glance.  

In the drive of the wind and sleet they pushed in on one another. There were wrists, unprotected by coat or pocket, which were red with cold.  There were ears, half covered by every conceivable semblance of a hat, which still looked stiff and bitten.  In the snow they shifted, now one foot, now another, almost rocking in unison.

With the growth of the crowd about the door came a murmur.  It was not conversation, but a running comment directed at any one in general.  It contained oaths and slang phrases.  

"By damn, I wish they'd hurry up."  

"Look at the copper watchin'."  

"Maybe it ain't winter, nuther!"  

"I wisht I was in Sing Sing."  

Now a sharper lash of wind cut down and they huddled closer.  It was an edging, shifting, pushing throng.  There was no anger, no pleading, no threatening words.  It was all sullen endurance, unlightened by either wit or good fellowship.  

A carriage went jingling by with some reclining figure in it. One of the men nearest the door saw it.  

"Look at the bloke ridin'."  

"He ain't so cold."  

"Eh, eh, eh!" yelled another, the carriage having long since passed out of hearing.  

Little by little the night crept on.  Along the walk a crowd turned out on its way home.  Men and shop-girls went by with quick steps.  The cross-town cars began to be crowded.  The gas lamps were blazing, and every window bloomed ruddy with a steady flame.  Still the crowd hung about the door, unwavering.  

"Ain't they ever goin' to open up?" queried a hoarse voice, suggestively.  

This seemed to renew the general interest in the closed door, and many gazed in that direction.They looked at it as dumb brutes look, as dogs paw and whine and study the knob. They shifted and blinked and muttered, now a curse, now a comment. Still they waited and still the snow whirled and cut them with biting flakes.  On the old hats and peaked shoulders it was piling.  It gathered in little heaps and curves and no one brushed it off. In the centre of the crowd the warmth and steam melted it, and water trickled off hat rims and down noses, which the owners could not reach to scratch.  On the outer rim the piles remained unmelted.  Hurstwood, who could not get in the centre, stood with head lowered to the weather and bent his form.  

A light appeared through the transom overhead.  It sent a thrill of possibility through the watchers.  There was a murmur of recognition.  At last the bars grated inside and the crowd pricked up its ears.  Footsteps shuffled within and it murmured again.  Some one called: "Slow up there, now," and then the door opened.  It was push and jam for a minute, with grim, beast silence to prove its quality, and then it melted inward, like logs floating, and disappeared.  There were wet hats and wet shoulders, a cold, shrunken, disgruntled mass, pouring in between bleak walls.  It was just six o'clock and there was supper in every hurrying pedestrian's face.  And yet no supper was provided here--nothing but beds.  

Hurstwood laid down his fifteen cents and crept off with weary steps to his allotted room.  It was a dingy affair--wooden, dusty, hard.  A small gas-jet furnished sufficient light for so rueful a corner.  

"Hm!" he said, clearing his throat and locking the door.  

Now he began leisurely to take off his clothes, but stopped first with his coat, and tucked it along the crack under the door.  His vest he arranged in the same place.  His old wet, cracked hat he laid softly upon the table.  Then he pulled off his shoes and lay down.  

It seemed as if he thought a while, for now he arose and turned the gas out, standing calmly in the blackness, hidden from view. After a few moments, in which he reviewed nothing, but merely hesitated, he turned the gas on again, but applied no match. Even then he stood there, hidden wholly in that kindness which is night, while the uprising fumes filled the room.  When the odour reached his nostrils, he quit his attitude and fumbled for the bed.

"What's the use?" he said, weakly, as he stretched himself to rest.  

And now Carrie had attained that which in the beginning seemed life's object, or, at least, such fraction of it as human beings ever attain of their original desires.  She could look about on her gowns and carriage, her furniture and bank account.  Friends there were, as the world takes it--those who would bow and smile in acknowledgment of her success.  For these she had once craved. Applause there was, and publicity--once far off, essential things, but now grown trivial and indifferent.  Beauty also--her type of loveliness--and yet she was lonely.  In her rocking-chair she sat, when not otherwise engaged--singing and dreaming.  

Thus in life there is ever the intellectual and the emotional nature--the mind that reasons, and the mind that feels.  Of one come the men of action--generals and statesmen; of the other, the poets and dreamers--artists all.

As harps in the wind, the latter respond to every breath of fancy, voicing in their moods all the ebb and flow of the ideal.

Man has not yet comprehended the dreamer any more than he has the ideal.  For him the laws and morals of the world are unduly severe.  Ever hearkening to the sound of beauty, straining for the flash of its distant wings, he watches to follow, wearying his feet in travelling.  So watched Carrie, so followed, rocking and singing.  

And it must be remembered that reason had little part in this. Chicago dawning, she saw the city offering more of loveliness than she had ever known, and instinctively, by force of her moods alone, clung to it.  In fine raiment and elegant surroundings, men seemed to be contented.  Hence, she drew near these things. Chicago, New York; Drouet, Hurstwood; the world of fashion and the world of stage--these were but incidents.  Not them, but that which they represented, she longed for.  Time proved the representation false.  

Oh, the tangle of human life!  How dimly as yet we see.  Here was Carrie, in the beginning poor, unsophisticated.  emotional; responding with desire to everything most lovely in life, yet finding herself turned as by a wall.  Laws to say: "Be allured, if you will, by everything lovely, but draw not nigh unless by righteousness." Convention to say: "You shall not better your situation save by honest labour." If honest labour be unremunerative and difficult to endure; if it be the long, long road which never reaches beauty, but wearies the feet and the heart; if the drag to follow beauty be such that one abandons the admired way, taking rather the despised path leading to her dreams quickly, who shall cast the first stone? Not evil, but longing for that which is better, more often directs the steps of the erring.  Not evil, but goodness more often allures the feeling mind unused to reason.  

Amid the tinsel and shine of her state walked Carrie, unhappy. As when Drouet took her, she had thought: "Now I am lifted into that which is best"; as when Hurstwood seemingly offered her the better way: "Now am I happy." But since the world goes its way past all who will not partake of its folly, she now found herself alone.  Her purse was open to him whose need was greatest.  In her walks on Broadway, she no longer thought of the elegance of the creatures who passed her.  Had they more of that peace and beauty which glimmered afar off, then were they to be envied.  

Drouet abandoned his claim and was seen no more.  Of Hurstwood's death she was not even aware.  A slow, black boat setting out from the pier at Twenty-seventh Street upon its weekly errand bore, with many others, his nameless body to the Potter's Field.  

Thus passed all that was of interest concerning these twain in their relation to her.  Their influence upon her life is explicable alone by the nature of her longings.  Time was when both represented for her all that was most potent in earthly success.  They were the personal representatives of a state most blessed to attain--the titled ambassadors of comfort and peace, aglow with their credentials.  It is but natural that when the world which they represented no longer allured her, its ambassadors should be discredited.  Even had Hurstwood returned in his original beauty and glory, he could not now have allured her.  She had learned that in his world, as in her own present state, was not happiness.  

Sitting alone, she was now an illustration of the devious ways by which one who feels, rather than reasons, may be led in the pursuit of beauty.  Though often disillusioned, she was still waiting for that halcyon day when she would be led forth among dreams become real.  Ames had pointed out a farther step, but on and on beyond that, if accomplished, would lie others for her. It was forever to be the pursuit of that radiance of delight which tints the distant hilltops of the world.  

Oh, Carrie, Carrie! Oh, blind strivings of the human heart! Onward onward, it saith, and where beauty leads, there it follows.  Whether it be the tinkle of a lone sheep bell o'er some quiet landscape, or the glimmer of beauty in sylvan places, or the show of soul in some passing eye, the heart knows and makes answer, following.  It is when the feet weary and hope seems vain that the heartaches and the longings arise.  Know, then, that for you is neither surfeit nor content.  In your rocking-chair, by your window dreaming, shall you long, alone. In your rocking- chair, by your window, shall you dream such happiness as you may never feel.

Questions for Discussion:
1.What does Carrie's loneliness stand for?
2.Do you think Dreiser's prose style is awkward or appropriate? Explain.

参考书目:
1.The Red Badge Of Courage 选自《美国文学教程》,胡荫桐 刘树森主编,天津:南开大学出版社,  1995年,第292页--第298页。
2.Sister Carrie选自《英美文学选读》,张伯香主编, 北京:外语教学与研究出版社,1998年,   第546页--第561页。
3.《美国文学选读》, 常耀信主编, 天津:南开大学出版社,1991年。
4.《美国文学简史》,  常耀信著, 天津:南开大学出版社,1990年。
5.《美国文学作品选读》,王松年总主编,上海:上海交通大学出版社,2003年。

 

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